Informacje o stanowisku

Grow with us! Universal Investment is on its way to becoming Europes leading fund services platform and Super ManCo. We have provided innovative fund solutions for asset managers and institutional investors since 1968. We are also well established in Germany, Luxembourg, Ireland and Poland. From here and from our offices in Frankfurt, Krakow, Luxembourg, Dublin, Paris and Stockholm, we continue to expand internationally. We are currently looking for entrepreneurial people who want to grow and share in the profits of our success.

The Senior Compliance Analyst shall support the Compliance Officer in conducting risk management on key legal and regulatory requirements, based on legal provisions of the DELEGATED REGULATION (EU) No 231/2013, the KAGB (German Investment Code) and the KAMaRisk (Minimum Requirements on Risk Management of Investment Management Companies; BaFin).

Your tasks and responsibilities:

1. Support the Compliance Officer of Universal-Investment in maintaining the regulatory inventory in the Legal Regulatory Compliance Process, thereby monitoring the regulatory environment and ensuring the correct implementation and ownership of key legal and regulatory requirements.
2. Support the development, implementation, and ongoing maintenance of the cross-divisional Compliance Risk Analysis.
3. Preparation and delivery of training to stakeholders on the topics of Legal Regulatory Compliance Process, Risk Control Self-assessment, and the Compliance Risk Analysis.
4. Advising on the creation and further development as well as organizational establishment of control procedures to avoid breaches of regulatory obligations, particularly those of the German Capital Investment Code (KAGB).
5. Performing initial control assessment. Evaluation of the design and operating effectiveness of key controls in the control environment.
6. Conducting, independently, detailed audit-like testing activities (monitoring activities and measures) on the internal control system, evaluating the design and operating effectiveness of key controls in the control environment and detailed analysis of completeness / accuracy / quality of data.

Your skills and experience:

1. Proofed first professional experience in the field of compliance or audit, preferably in a capital management company or a bank.
2. Completed bachelors and/or masters degree in law, economics, finance or comparable subjects.
3. Confident handling of MS Office.
4. Very good knowledge of English, other European languages an advantage.
5. Strategic, conceptual and independent way of working.

What we offer:

1. Private health care and travel insurance.
2. Life insurance.
3. Cafeteria Platform and sports package.
4. Company Pension Benefits – Employee Savings Plan.
5. Attractive Employee Referral Bonus Program.
6. Additional day off for charity.
7. Possibility of working from home.

The recruiting entity here is Universal-Investment-Gesellschaft mbH.

Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Analyst, Legal, and Administrative

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