89 887
16 148
This job is with State Street, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly.
About the role
Investment Compliance Specialists core responsibility is monitoring of compliance results on client portfolios and coordinating work of the team. Under the supervision of Manager, the Investment Compliance Specialist will engage in various projects, non-standard analysis and initiatives related to technical aspects of the business.
As an Investment Compliance Specialist you will:
Take responsibility for the quality and timelines of service provided and ensure team meets green KPI target
Take a leading role in the review of processes, procedures, controls and initiate remedial action as necessary
Participate as technical SME in the development, testing and implementation of new systems and products
Raise, escalate and track resolution progress of operational issues, provide timely updates and report status
Evaluate continuing effectiveness and accuracy of the process in order to suggest improvements and create developments.
Contribute to analysis and planning of operating model with the aim of standardizing processes and establishing best practice
Assist in operational capacity calculation of your team/function/unit
Leadership and Management:
Monitor the performance of the team, provide regular feedback to employees and to team manager regarding daily work
Liaise with internal clients and supporting departments for the purpose of obtaining key inputs to service delivery, resolving errors and discrepancies
Assist Team Manager in the organization of the Team
Take leading role in setting client-specific solutions within the compliance system
Co-ordinate and implement training and development activities to individuals, your team or where applicable to your department
Help other team members to understand the process and technical aspects of daily activities to allow them proposing new ideas and improvements within teams area of responsibility
Delegate tasks related to daily processes and additional project to other team members, control the progress
Manage Relationships & Communication:
Provide regular progress reports and give feedback during project meetings
Develop and maintain close contact with Manager and Donor Site, briefing them on all issues and problems both actual and potential
Represent your team and department in meetings and interactions with internal partners/external clients/other departments or units
Provide timely and professional responses to all enquiries
Demonstrate flexibility by supporting different teams as well as contributing to a range of projects departmental wide
Maintain high standards of personal and professional performance/behavior
These skills will help you succeed in this role:
Advanced technical and financial knowledge regarding Investment Compliance processes and systems
Excellent computer skills including knowledge of Excel spreadsheets and database applications
Accuracy and ability to work with deadlines.
Understanding of SQL query language and VBA would be an asset
Excellent English
Proactivity and creativity in issues solving
Promoting an active and committed attitude, be open to questions and discussions
Motivating colleagues to make independent decisions
Demonstrate effective time management and good organizational skills in order to meet deadlines related to projects and daily work
Education & Preferred Qualifications
Accountancy/Business/Science related degree (preferred)
At least 3 years of previous experience in fund industry/back office service.
Permanent contract of employment from day one
Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)
VIP medical package for employees and their families (partner and children)
Premium life insurance package and private pension plan
Employee savings plan
Multisport Card
Wide range of soft skills training, technical workshops, language classes and development programs
Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice
Variety of well-being programs
Technical or leadership career pathway
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, were making our mark on the financial services industry. For more than two centuries, weve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. Youll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at StateStreet.com/careers
State Streets Speak Up Line
#LI-DNI