Data Quality Control Specialist for Transaction Reporting
Job Type: Full Time
Job Reference #328885BR
In this role, you will be part of the Regulatory Transaction Reporting Team focused on Quality Assurance, responsible for providing requirements, building, and analysing Completeness & Accuracy as well as Eligibility & Suppression controls performed in Cerebrum and/or DROIT.
Responsibilities
- Analyse various MIFID regulatory requirements and follow transaction flows to confirm their behaviour aligns with the reporting regime, prioritizing low-hanging fruit for immediate gains.
- Conduct deep dive reviews into existing reporting rules to understand the root cause of regulatory breaches and make risk-based decisions to address material issues.
- Stay up-to-date on regulatory requirements and ensure those requirements are followed in your teams processes, aiming for the target state of compliance.
- Analyse, suggest, and execute improvements for existing testing methodologies, including process optimization and automation to eliminate manual work and enhance productivity.
- Define new test scenarios based on updated regulatory requirements, ensuring they yield results and improve client satisfaction.
- Ensure clear and transparent communication of regulatory risk, enabling effective operational risk management and supporting business growth.
- Collaborate with the Product Team, Compliance, Risk Managers, IT Technology, and other stakeholders to ensure that trade, transaction, and position reporting for house and delegated reporting is complete and accurate.
- Utilise internal documentation and regulatory texts to understand and resolve control highlights, enhancing overall productivity.
- Projects related to upcoming regulatory changes, aimed at improving effectiveness and scale.
- Team transformation initiatives, including data self-service by writing SQL codes on Data Bricks, simplifying processes.
- AI implementation of various data solutions and controls improvements, driving productivity and simplification.
Qualifications
- A university degree, preferably in Finance / Economics.
- Minimum of three years of experience in financial services.
- Experience in Audit/Operational Risk and Control in the financial industry.
- Ability to multi-task and good problem solving skills.
- Sound understanding of Risk – operational, reputational.
- Basic understanding of regulatory landscape.
- A great communicator with fluency in English.
- Inquisitive with analytical and risk-aware mindset.
- Preferably equipped with knowledge of investment bank products, trade life cycle, and trade booking models.
- Self-motivated and proactive team player who takes ownership and accountability of projects, with strong organizational skills and the ability to manage competing priorities.
- Able to work well under pressure in a team environment.
About Us
UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors. We have a presence in all major financial centers in more than 50 countries.
Join us
At UBS, we know that its our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.
We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.
Disclaimer / Policy Statements
UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.
Report misconduct: If you are made aware of any of our employees or individuals acting on behalf of UBS engaging in acts of misconduct under the Poland Whistleblowing Act, you may report your concerns through Poland-Whistleblowing@ubs.com
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Industries
- Banking, Financial Services, and Investment Banking
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