Conduct Risk Officer, Hybrid

State Street is seeking an Officer to support the oversight, administration, and advisory services at all levels on Conduct matters related to personal trading policies.

Why this role is important to us

The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. In your role you will strive for cutting‑edge solutions that are straightforward and scalable, helping us build resilience and execute day‑to‑day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.

What You Will Be Responsible For

• Maintenance of employee‑facing resources related to personal trading policies
• Conduct quality assurance of transaction alerts
• Managing escalated policy questions
• Develop a strong understanding of State Street’s instance of StarCompliance, State Street’s Standard of Conduct, State Street Global Advisors Code of Ethics, Global Personal Investment Policy, and other Conduct‑related policies and requirements
• Ensure accurate processing of employee transactions (such as review of personal trading transaction alerts, review of employee requests, administration of the systems etc.) in accordance with standard operating procedures
• Assist State Street employees, including management, with questions related to Conduct Risk Management matters
• Support production of management reporting, including but not limited to data collection, qualitative and/or quantitative analysis, formatting, and quality assurance
• Proactively interact with and coordinate with global Conduct Risk team members in global locations for policy administration
• Perform ad‑hoc projects and requests
• Cultivate effective relationships with internal business partners in multiple regions and business lines to successfully achieve organizational goals

What We Value

• Strong interpersonal and communication skills
• Analytical skills
• Ability to work independently and balance multiple priorities

Education & Preferred Qualifications

• 3‑4 years’ experience in Conduct Risk
• Experience in reviewing employee policy breaches – beneficial
• Experience with StarCompliance – beneficial
• Ability to speak and understand German or Italian would be preferred

What We Offer

• Employee savings plan
• Premium life insurance package
• Gold medical package
• International operating environment
• Language classes
• Soft‑skills trainings
• Technical workshops
• Development sessions with a mentor
• Diversity of opportunities across a range of challenging and highly complex activities
• Technical or leadership career pathway

Are you the right candidate?

We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data‑driven decisions and are a good team player, you could be a great fit.

About State Street

State Street is one of the largest custodian banks, asset managers and asset‑intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.

State Street is an equal opportunity and affirmative action employer.

Job ID: R-780223