Informacje o stanowisku

Compliance, Corporate Treasury Compliance, Vice President, Warsaw location_on Warsaw, Mazowieckie, Poland

Opportunity Overview

GLOBAL COMPLIANCE

At Goldman Sachs, the mandate of Global Compliance is to prevent, detect and mitigate compliance, regulatory, and reputational risk across the firm and help to strengthen the firm’s culture of compliance. Compliance accomplishes this mandate through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defence, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries.

RESPONSIBILITIES AND QUALIFICATIONS

BUSINESS UNIT AND ROLE OVERVIEW

Part of the Global Compliance Division, the firm’s Control, Finance & Operating Divisions (“CF&O”) Compliance team is a global team with responsibility for providing compliance coverage to the Control, Finance & Operating Divisions. CF&O Compliance contributes to the compliance mandate by:

• Conducting risk identification, measurement and assessment.
• Monitoring for compliance with laws, rules, regulations and policies, including the identification and investigation of conduct-related issues.
• Participating in firm responses to regulatory examinations, audits and inquiries.
• Performing surveillance and investigations of business activities of the CF&O groups.
• Testing the effectiveness of controls.
• Writing policies and procedures and communicating regulatory requirements and firm policy expectations to educate others.

CF&O Compliance is looking for a talented Vice President to join the team to assist with the coverage of Corporate Treasury. The role of this Compliance Officer is to articulate and maintain the standards of conduct required of Corporate Treasury as well as the laws, regulations and policies governing these businesses to assist the firm in mitigating regulatory and conduct risk in EMEA.

ROLE AND RESPONSIBILITIES

• Provide Compliance coverage of Corporate Treasury, with an emphasis on regulatory and conduct risk in EMEA.
• Provide real-time compliance guidance to the Corporate Treasury Department and trading specific compliance guidance to the Corporate Treasury trading group.
• Advise, challenge and influence CF&O divisions about regulations, policies and reputational risk.
• Identify, investigate and manage compliance issues involving CF&O divisions.
• Execute Compliance Risk Assessment and other core compliance deliverables.
• Analyse regulatory changes and enforcement actions to assess the impact to CF&O divisions.
• Develop and deploy second line controls and assist the first line with the development of their controls.
• Conduct forensic reviews to monitor compliance with regulations and firm policies.
• Draft and assist in the implementation of policies and procedures.
• Investigate and liaise with internal stakeholders in relation to conduct issues.
• Provide support and guidance to Corporate Treasury in interactions with regulators.

QUALIFICATIONS AND SKILLS

• 5+ years Compliance/Legal/Regulatory background covering Corporate Treasury / Treasury trading functions.
• Bachelor’s degree required; advanced degree in relevant field is a plus.
• Clear, concise written and verbal communications skills.
• Sound judgment, ethics and integrity.
• Strong analytical and problem-solving skills.
• Ability to handle multiple tasks simultaneously and work to tight deadlines.
• Strong understanding of EU financial regulations.

ABOUT GOLDMAN SACHS

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

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