Associate, Regulatory Administration/Filings II
Location: Wrocław, Poland
At BNY, a leading global financial services company, we empower teams to harness cutting‑edge AI and technology to deliver transformative solutions. We are seeking a future team member for the role of Associate, Regulatory Administration/Filings II to join our Regulatory Administration team.
Responsibilities
- Prepare and coordinate drafts of regulatory filings for submission to the U.S. Securities and Exchange Commission, including prospectuses, statements of additional information, proxies, and supplements.
- Prepare and coordinate draft materials for mutual fund board meetings, including board books, minutes, and other corporate governance documentation.
- Proactively analyze and research matters related to the Investment Company Act of 1940 and other mutual fund securities laws.
- Engage with peers and clients to ensure compliance with regulatory reporting requirements.
Qualifications
- MA/BA degree.
- Three to four years of financial services industry experience, preferably specializing in the Investment Company Act of 1940 and having a working knowledge of other federal securities laws.
- Proficiency in English, written and spoken.
- Ability to work well independently and in a team environment.
- Ability to handle multiple projects simultaneously.
- Excellent organizational skills and attention to detail.
Benefits & Rewards
BNY offers highly competitive compensation, benefits, and wellbeing programs. We provide flexible global resources and tools, generous paid leave, paid volunteer time, and a culture of excellence.
BNY is an Equal Employment Opportunity/Affirmative Action Employer – Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
